papers delivered at the 2014 AHA conference.

AHA 2014 Roundtable Digital Historiography and the Archives Table of Contents:

Digital Historiography and the Archives, 2014 AHA Conference, Washington, DC, Friday, 3 January 2014

Part 1: Katharina Hering, Joshua Sternfeld, Kate Theimer, and Michael J. Kramer, “Introduction”

Part 2: Joshua Sternfeld, “Historical Understanding in the Quantum Age”

Part 3: Katharina Hering, “Contextualizing digital collections based on the principle of provenance and the tradition of source criticism”

Part 4: Kate Theimer, “A Distinction worth Exploring: ‘Archives’ and ‘Digital Historical Representations’”

Part 5: Michael J. Kramer, “Going Meta on Metadata”

Joshua Sternfeld, “Historical Understanding in the Quantum Age”

joshsternfeld@gmail.com, twitter: @jazzscholar

The following remarks were delivered at the AHA Roundtable Session #83 Digital Historiography and Archives.  They have been slightly modified for the online blog format.  Please note that the concepts presented here are a work-in-progress of a much larger project about digital historiography; I welcome additional comments or feedback. Finally, the statements and ideas expressed in this paper do not necessarily reflect those of my employer, the National Endowment for the Humanities, or any federal agency.

What do the contours of conducting history in the 21st century look like and how are they changing?   As we face a whirlwind of activity in reshaping historical methods, theory, and pedagogy, one thing is certain:

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The 21st-century historian has access to more varied and immense amounts of evidence, with the ability to draw freely from multimedia sources such as film and audio recordings; digitized corpora from antiquity to the present; as well as born digital sources such as websites, artwork, and computational data.

To get a sense of this abundance of evidence, let’s consider for a moment a very contemporary historical record, one that is undergoing perpetual preservation.

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In April 2010, the Library of Congress signed an agreement with Twitter to preserve all 170 billion of the company’s tweets created between 2006 and 2010, and to continue to preserve all public tweets created thereafter.  On a daily basis, that translates to roughly half a billion tweets sent globally.

The case of preserving Twitter is a task that should excite both archivists and historians.  For archivists, the primary technical and conceptual challenge is to provide timely access to such a massive corpus.  As of last year, a single computational search by a lone researcher would have taken an unreasonable 24 hours to complete, which is why the Twitter archive remains dark for now.

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For historians, the challenge to analyze the Twitter corpus is equally if not more complex. Our traditional methods of close reading and deep contextualization fail to penetrate the social media network.  To illustrate my point, we can conduct a close reading of a tweet in probably less than 5 seconds.  At 8:16 PM, on November 6, 2012 – election night – President Barack Obama tweeted “Four more years” followed by an image of him embracing Michelle Obama. Granted, we could spend some time on the image that was selected for the tweet that accompanied Obama’s re-election announcement, but the statement itself, “Four more years,” leaves little to the analytic imagination.  And there you have it, a close reading of a tweet’s text!

But when you consider that this single tweet, containing a three-word sentence and an image was retweeted 784,170 times and favorited nearly 300,000 times [see the red highlight circle above], you begin to get a sense of the vast network of people that lies just beneath the surface.  As historians, we ought to be curious about the transmission of this tweet, including the demographics of who sent it, how quickly it circulated, and whether additional information was delivered as it raced through the Twittersphere.  When you consider that at least 31 million additional tweets were sent on Election Day, you begin to realize that as historians, we will need to reorient our approach to studying the past that does not involve reading every one of those 31 million lines of text.

I have selected the Twitter corpus purely for illustrative purposes as just one of several possible examples of how digital media is transforming our relationship to historical materials.

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The point is, historians now must decide whether to work with a limited set of sources, say from a circumscribed set of archives or special collections, or materials that would be impossible to digest in a lifetime.  In other words, we must learn to maneuver in not just the era of the million books, but the million financial transaction records, web pages, census records, and a wealth of other data points.

In today’s talk, I would like to outline two concepts – scale and appraisal — that are critical for orienting how we work with an abundance of historical evidence made accessible by digital archives, libraries, and collections. To help us grasp the difference between digital and traditional modes of history, I propose we think about history in a quantum framework.

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Just to be clear, I am not suggesting that a person could ever be in two places at once, or that historians will one day be able to “quantum leap” back in time with a companion named Al to rewrite the past! Rather, by placing history on a spectrum based on the scale of historical information, much like how our own physical environment can be placed on a scale from the subatomic to the astrophysical, we can reorient our understanding of human behavior, movement, networking, and activity.

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Appraisal, to borrow a concept from archival theory, provides the framework to interpret the results of analysis conducted along the quantum spectrum. Whether we realize it or not, historians have always conducted appraisal of historical data, that is, we have always assessed what information has value as evidence.  And let’s face it; we have been notoriously poor at explaining our methods of working in the archives.  We have had a tendency to dismiss explaining how we search for and discover archival materials, organize those findings, and then present those findings in a cogent argument.

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Our physical limitations of what we could read and collect have forced us to adapt, to draw upon inference, annotation, instinct and most of all experience as guides toward appraising evidence.  The sheer size and scope of today’s digital sources does not afford such lax methods, but rather demands a level of methodological rigor that we are not yet accustomed to applying.

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My discussion about scale and appraisal of historical evidence, and digital historiography in general, is grounded in a pursuit to define historical understanding in the digital age. Historical understanding explains how we learn about the past, authenticate evidence, and build arguments.   In short, historical understanding answers the questions basic to all humanistic endeavors:  how and why?  Why did a phenomenon occur and why ought we consider it significant?  How do we explain a pattern of human behavior?  These basic questions should be the guiding force behind all activities in digital history, from the building of new tools to interpretative projects.  All too often, however, historical understanding has been drowned out in the noise of historical big data and the glitz of complex software, leaving skeptics to wonder whether digital history can fulfill its promise of revolutionizing the discipline.  Applying methods of digital historical appraisal based on the scale of evidence sets us on a path towards validating conclusions and therefore contributing to historical understanding for a new era.

SCALE

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Let’s begin with the concept of scale, where I will borrow liberally from the sciences.  There is a theory in physics that the Newtownian laws of our physical environment may not necessarily apply at the level of the extremely small or extremely large.

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The properties of gravity, mass, acceleration, and so forth begin to break down when you consider subatomic particles too small to detect using conventional instruments. Mystifying substances such as dark matter seem to disrupt these same properties at an astrophysical level.  While there are scientists who are working towards a unifying theory, for the time being these levels, and the laws that govern them, remain distinct.

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I would argue that history operates in a similar fashion, with different levels of historical information, or data, with which one can choose to work.  Up until very recently, the vast majority of historical work operated at what I call the Newtonian level, that is, the level at which a single historian can synthesize data into a coherent narrative argument.  Our basic definition of history, the study of change over time, reflects a Newtonian mindset.  Much like Newtonian physics, Newtownian history has been incredibly successful in building an understanding of the past, particularly when considering the laws of causality and the interactions of individuals and societies.

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Just as the principles behind inertia inform us that an object in motion tends to stay in motion or an object at rest stays at rest, we have developed over time principles of rhetoric and logic that allow us to work within a degree of epistemological certainty.  History in the modern era, in other words, works best when investigating the likelihood that event or person or society A may or may not have contributed to outcome B, however abstract that outcome may be.  My point is that the type of linear narrative history that has developed over the centuries has depended in part upon the degree of access to historical data, our ability to synthesize that data into a cogent argument, and our modes of representation.

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What happens to the fabric of historical work if we extend our access to information along a quantum spectrum?  We begin to open new levels at which we can do history.

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On one end of the spectrum, there is the study of a micro piece of evidence, much as we have always done but at a level of precision that may not have been previously possible.  We can study the digitized manifest of a slave ship, or a criminal trial in London, each with a rich history worthy of unraveling.

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Digital technologies have also allowed historians to probe the materiality of artifacts in ways that have unearthed new findings. Methods of spectral analysis, for example, have detected pigments underneath parchment, such as was the case with the discovery of the Archimedes Codex, or the revelation that Thomas Jefferson originally intended for the word “citizens” to be “subjects” in the drafting of the Declaration of Independence.

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Returning to our example of Twitter, we might consider the single tweet.  While earlier I may have dismissed a close reading of a tweet sent by Obama, there is in fact an extraordinary amount of visible and hidden information around the text message that one can extract from a published tweet that conveys a history unto itself. According to the Library of Congress, each tweet can contain 50 unique pieces of information, or metadata, such as the time it was published, the location from where the tweet was sent, and information about the person who sent it [see red highlight circles].  Besides information contained within the tweet, we may wonder about external circumstances surrounding its creation, for example, exactly where Obama was when he sent the announcement? Did he even compose it himself?  Metadata can get us part of the way toward reconstructing the context behind the creation of a tweet, but we likely will need other sources of information outside Twitter to assemble a richer portrait of a moment in time.

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On the other end of the spectrum, as suggested earlier, are the millions of tweets that may be connected to a single event, person, or community.  Besides tweets, this extreme end of the spectrum also comprises massive databases, storehouses of information of all varieties from complex texts, to statistics, to non-textual media.

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One ship’s manifest is combined with nearly 35,000 others to form the Trans-Atlantic Slave Trade Database (http://www.slavevoyages.org/tast/index.faces), and one London trial is collated with nearly 200,000 others conducted between 1674 and 1913 to form The Proceedings of the Old Bailey (http://www.oldbaileyonline.org).  For the remainder of my talk, I want to focus on this end of the spectrum.

As you may imagine, when you move into the realm of the vast, the traditional laws governing historical understanding begin to breakdown.

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Take the graphs produced by the scientists behind the Google Ngram Viewer (https://books.google.com/ngrams), an analytic tool that counts the frequency of words and phrases across a portion of the millions of books scanned by Google.  The scientists have demonstrated, for example, that by tracing the appearance of selected names we can generate graphs that reveal periods of state censorship.  In the example above, the graph suggests that between 1933 and 1945 National Socialists in Germany suppressed works by artists deemed Jewish or degenerate.  On the one hand, these graphs are compelling for suggesting the effectiveness of the censorship campaign.  On the other hand, they don’t necessarily reveal anything historians don’t already know, and they certainly don’t explain the causes behind the statistical trend.  We have no idea from the graph alone who enforced the artist ban or the rationale behind its enforcement. In other words, this big data visualization has wiped away any remnant of historical causality, and if you feel a sense of unease at this prospect, you are not alone.

Our unease should suggest that we need retake the reigns from the computer scientists and build a new framework for working with big historical data, one that can harness computational power while exploring deeper, less obvious connections.  But where do we begin?

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Returning to the physics analogy, the massive particle accelerator known as the Large Hadron Collider built in Switzerland was designed in part to test for the existence of the Higgs Boson, or “God particle,” by smashing together atoms and computationally sifting through the enormous amounts of resultant data.

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Of course, before the Large Hadron Collider could be trusted to produce reliable data, it needed to be calibrated and recalibrated according to stringent standards established by the scientific community. I would argue that digital history is lodged in a perpetual state of experimentation, smashing data together to see what is produced, but not yet at a stage of calibration to produce a substantial body of worthwhile evidence.  We are simply not yet accustomed to working at different scales of data, and a great deal of calibration is still required.

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Why is this the case?  Why don’t the laws of Newtonian history apply at different scales?  The reason is that we have yet to calibrate the digital tools and methods according to historiographical questions both old and new that are suitable for investigation.  When we transition into a new scale of data, we naturally introduce variables that have the potential for invalidating our findings. Skeptics declare – often rightly so — that historical data is incomplete, fuzzy, and ill suited for methods that operate on a presumption of scientific certainty.  They also argue that digital media supplies a false sense of objectivity, or that the information lacks proper contextualization.

There is a lot of validity to these criticisms.  More often than not, historical data sets are messy, and vulnerable to an assortment of critical attacks. Only by applying our skills of critical analysis will we feel comfortable participating in the creation and use of digital tools such as the Ngram Viewer. My point is that rather than dismiss our natural critical tendency in the humanities, which often leads to unproductive deconstruction for its own sake, we must use our skepticism to calibrate our data sets and the methods used to interrogate them.  This brings me to digital historical appraisal, which, in a nutshell, is the process by which we profile a dataset.

DIGITAL HISTORICAL APPRAISAL

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As I suggested earlier, we rarely stop to appreciate the complex analytic assessment that occurs during our appraisal of archival materials. Who has the time to acknowledge systematically the reams of materials that we reject before we stumble across the items we deem as possessing evidentiary value? Archivists would explain that evidentiary value derives from basic archival principles such as respects du fonds, which assures us that the original order of the materials has been preserved. As the other panelists will discuss further, the endeavor of organizing archival materials is an intellectual exercise and a subjective one at that.  The decision-making process to arrange and describe a collection contributes to the collection’s contextualization and influences historians’ access to materials.

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Contextualization also applies in the digital environment, although the risk of separating a digital record or artifact from its provenance raises the stakes considerably.  Whereas historians feel comfortable assessing a collection defined in linear feet they have yet to find reliable methods for assessing collections defined in terabytes.  The absence of visual cues thanks to cold, monolithic servers and hard drives, however, need not deter historians from gaining greater intellectual control over a digital collection.  We simply need new methods to apply our historical appraisal.

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There are two elements vital to conducting an appraisal: scope and provenance.  As with analog materials, we want to consider what digital materials have been selected for an archive or collection. By determining which items were kept and which ignored or discarded, we can begin to construct the contextual boundaries, or scope, of a collection.  Besides the selection of materials, we also must account for whether one can trace data back to their point of origin, what archivists call provenance.  For materials that were originally in an analog format, we would want to know their original archival location, whereas for born digital information we may want to know under what conditions data are generated. Without such information, or metadata, digital records pose a greater risk of becoming de-contextualized, that is, they have the potential to lose the value they may possess according to their relationship to other records.  Just as we would be wary to trust a lone document that has been divorced from its archival folder or box, a digital item without metadata places additional strain on validating its authenticity and trustworthiness.

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Think for a moment of how we might treat Obama’s tweet if we didn’t have the unique markers that signal that he was the author, or the time and location from which the tweet was sent.  Would we still trust it as reliable evidence?

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When you also consider for a moment the provenance of tweets, this element too appears more complex than at first glance.  Although we may have a record of a tweet’s original time posting and possibly geographic point of origin, tracking its distribution in subsequent retweets, quotes, and conversations introduces a host of challenges that requires a combination of precision, deftness, and creativity in critical thought.  Provenance also takes on a whole different meaning when you consider that the historical value of tweets often comes from referencing events, conversations, and websites that have a provenancial record outside the Twitter communication stream [marked by the arrows above].  In other words, historians may be interested not just in the provenance of the tweet itself, but the vast corpus of materials connected to those tweets.

There are researchers in other disciplines who are conducting experiments to answer these very questions in information science areas such as socioinformatics and alt-metrics.  My point is that historians must play a role in this research, as we realize that the digital media of today becomes the artifacts of tomorrow.  Participation begins with what historians do best, applying a critical framework to appraise historical data.

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Thankfully, we are beginning to see examples of what digital historical appraisal may look like.  Pragmatically, the methods of appraisal, and even the modes for explaining these methods will depend on the size of the collection and the nature of the project. At times, appraisal may require algorithmic computations measuring particular elements of the data. One such example worth noting is the Trans-Atlantic Slave Trade Database.  The lead historian on the project, David Eltis, wrote an entire essay entitled “Coverage of the Slave Trade” that outlines the quantitative methods employed to estimate the data set’s completeness.  Drawing upon accepted evidence from the field, Eltis contends that the nearly 35,000 trans-Atlantic voyages documented in the database can help scholars “infer the total number of voyages carrying slaves from Africa,” by concluding that the database represents approximately 80 percent of the vessels that disembarked captives.  Note that the author elected to communicate his appraisal of a complex database using an “analog” format –the essay– that ought to remind us that visualizations may require just as much written explanatory text as a scholarly article or monograph.  In short, relying upon a combination of statistical analysis and historiography, the developers generated a claim about their database’s representativeness.  The interplay between historiography, appraisal, and digital modes of representations will require much more consideration as we continue to shape digital historiography.

DIGITAL HISTORIOGRAPHY

At its core, digital history has enhanced the capacity of historians to investigate the past at different levels of inquiry.  By considering the concepts of scale and appraisal in tandem, my hope is that the field will move toward a pragmatic approach to conducting digital history.  The size and scale of information will determine, in the end, the mode of inquiry and the results that are possible.

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In previous work, I labeled this pragmatic approach to conducting history digital historiography, a term that has had some bearing on the title of the AHA session. I defined digital historiography as “the interdisciplinary study of the interaction of digital technology with historical practice.”[1]  This definition provided an opening to consider digital history at every stage of production by encouraging the practitioners to consider how digital historical understanding should determine which theories and methods to adapt for a given pursuit.

Digital historiography recognizes that historical understanding possesses fundamentally different qualities in analog versus digital environments. Instead of adapting the historiographical questions of yesterday to the tools and methods of today, we ought to recognize that digital history will yield new understanding, new modes of inquiry that can complement our Newtonian tendencies to want to explain causes and effects.

In short, we can characterize digital historiography as mediating among the different levels of quantum history.  By refining our ability to appraise historical data, we will become adept at moving back and forth among the levels.

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In Twitter terms, this would be the negotiation of going from a single tweet, to a circumscribed network of tweets such as a professional society or state, to the national and even global expanse of tweets, and back again.  How does each level inform the other and where are the connections that permit us to trace activity within the network?

In terms of the Ngram Viewer and similar tools, a query produced at a macro big data level may compel us to return to the underlying sources for additional close reading and analysis.

The key – and this is where archivists and historians must bridge the disciplinary divide – is to produce mechanisms that allow us to pinpoint the bits of data or texts that warrants our attention.   In other words, we may want to develop methods for reducing a million books down to a more manageable set of materials.

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Historians and archivists, therefore, ought to concern themselves with the areas of transition, the connections between macro datasets and those that can be consumed at a human level.  This challenge requires a depth of knowledge of how digital information is managed, organized, and made accessible.  In short, it requires coordination among historians, archivists, and other information professionals.  By appraising more precisely the size, scope, and completeness of a given collection of historical data, we will begin to construct a pathway towards posing and answering some of our most complex and enduring questions about the human condition.

Thank you!


[1] Joshua Sternfeld. “Archival Theory and Digital Historiography: Selection, Search, and Metadata as Archival Processes for Assessing Historical Contextualization.” The American Archivist. v. 74, no. 2.  Fall-Winter 2011. 544-575.

Table of Contents:

Digital Historiography and the Archives, 2014 AHA Conference, Washington, DC, Friday, 3 January 2014

Part 1: Katharina Hering, Joshua Sternfeld, Kate Theimer, and Michael J. Kramer, “Introduction”

Part 2: Joshua Sternfeld, “Historical Understanding in the Quantum Age”

Part 3: Katharina Hering, “Contextualizing digital collections based on the principle of provenance and the tradition of source criticism”

Part 4: Kate Theimer, “A Distinction worth Exploring: ‘Archives’ and ‘Digital Historical Representations’”

Part 5: Michael J. Kramer, “Going Meta on Metadata”